265. Deputy Catherine Murphy asked the Minister for Finance if he has engaged with the Central Bank in respect of a fine issued to a broker regarding the breaching of market rules in relation to a transaction; if his attention has been drawn to a case (details supplied); and why the Office of the Director of Corporate Enforcement is not now investigating following the issuing of a fine against the broker by the Central Bank of Ireland. [13172/21]

Summary

265. Deputy Catherine Murphy asked the Minister for Finance if he has engaged with the Central Bank in respect of a fine issued to a broker regarding the breaching of market rules in relation to a transaction; if his attention has been drawn to a case (details supplied); and why the Office of the Director of Corporate Enforcement is not now investigating following the issuing of a fine against the broker by the Central Bank of Ireland. [13172/21]

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• Financial Services Regulation

  xml · EN · 10 March 2021

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