HAMDT 954 (113th)

Amendment exempts Registered Investment Companies (RICs) that are currently registered with the Securities and Exchange Commission (SEC) under the Investment Company Act of 1940 from duplicative registration requirements with the Commodity Futures Trading Commission (CFTC) allowing the SEC to continue to have full regulatory oversight and enforcement authority over RICs. Amendment does not remove the jurisdiction and regulatory authority that the CFTC has over all futures, options and swaps transactions that the RICs invest in on behalf of their customers who are pensioners, retirees, and savers.

passedUnited States· United States Congress· EN

Introduced

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Last action

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Status

On agreeing to the Garrett amendment (A008) Agreed to by recorded vote: 252 - 158 (Roll no. 347). (consideration: CR H5662-5663)

Records

Official amendment HAMDT 954 (113th) from United States at United States Congress. Status: On agreeing to the Garrett amendment (A008) Agreed to by recorded vote: 252 - 158 (Roll no. 347). (consideration: CR H5662-5663).

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Related records

amends → Customer Protection and End User Relief Act

Sources

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Official source: https://www.congress.gov/amendment/113th-congress/hamdt-954
Open data entity: https://api.congress.gov/v3/amendment/113/hamdt/954
us · 113-hamdt-954 · source updated 3 February 2022