United States · Amendment · HAMDT
HAMDT 973 (112th)
An amendment numbered 6 printed in House Report 112-409 to provide that if a broker or dealer is underwriting an initial public offering (IPO) for an emerging growth company (EGC) and providing research to the public about such IPO, those research reports need to be filed with the SEC, and the broker or dealer shall be held to stricter liability for their comments. Would also provide that if EGCs are communicating, either orally or in writing, with potential investors before or following an offering, they need to file those communications with the SEC.
Introduced
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Last action
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Status
On agreeing to the Waters amendment (A006) Failed by recorded vote: 161 - 259 (Roll no. 105).
Sponsors
Rep. Waters, Maxine [D-CA-43]
Subjects
Discovery layer
Source updated
25 February 2022
Records
Official amendment HAMDT 973 (112th) from United States at United States Congress. Status: On agreeing to the Waters amendment (A006) Failed by recorded vote: 161 - 259 (Roll no. 105)..
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Sponsors
- Rep. Waters, Maxine [D-CA-43] · D · Sponsor
Related records
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Sources
PoliticalRepo is an index and interpretation layer, not the authoritative legal source.
- Official source: https://www.congress.gov/amendment/112th-congress/hamdt-973
- Open data entity: https://api.congress.gov/v3/amendment/112/hamdt/973
- us · 112-hamdt-973 · source updated 25 February 2022