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United States · Bill · HR

H.R. 1340 (106th)

Securities Investors Privacy Enhancement Act of 1999

referredUnited States· United States Congress· EN

Introduced

25 March 1999

Last action

Status

Referred to the Subcommittee on Finance and Hazardous Materials.

Sponsors

Subjects

Discovery layer

Source updated

20 August 2025

Summary

Securities Investors Privacy Enhancement Act of 1999 - Amends the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to prescribe guidelines under which registered securities associations and the Securities and Exchange Commission shall adopt rules and regulations requiring brokers and dealers to protect the confidentiality of financial information relating to their customers.

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Documents

3 official files

Introduced in House (text)

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Sources

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