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United States · Bill · HR

H.R. 1463 (114th)

SEC Revolving Door Restriction Act of 2015

referredUnited States· United States Congress· EN

Introduced

19 March 2015

Last action

19 March 2015 · Introduced

Status

Referred to the House Committee on Financial Services.

Sponsors

Rep. Lynch, Stephen F. [D-MA-8], Rep. Ellison, Keith [D-MN-5]

Subjects

Discovery layer

Source updated

12 August 2025

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Summary

SEC Revolving Door Restriction Act of 2015 This bill amends the Securities Exchange Act of 1934 to subject to federal criminal penalties for bribery, graft, and conflicts of interest an ex-employee of the Securities and Exchange Commission (SEC) who, within one year after ending employment with the SEC, works for any company or individual against whom the SEC brought an enforcement action (or a related waiver) within the previous 18 months and the ex-employee participated in that action. Any employee who seeks to work for such a company or individual must first receive an ethics opinion from the SEC on whether permission to do so should be granted. Non-professional SEC staff are exempt from this employment prohibition.

This text is taken from the official record. PoliticalRepo does not editorialize.

Timeline

  1. 19 March 2015

    Introduced

    Referred to the House Committee on Financial Services.

    Source: IntroReferral

  2. 19 March 2015

    Introduced

    Introduced in House

    Source: IntroReferral

  3. 19 March 2015

    Introduced

    Introduced in House

    Source: IntroReferral

Votes

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Versions

Documents

3 official files

Introduced in House (text)

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  • Introduced in House (text)

    Introduced in House · EN · 19 March 2015

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  • Introduced in House (PDF)

    Introduced in House · EN · 19 March 2015

    ViewDownloadOpen at official source

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  • Introduced in House

    summary · EN · 19 March 2015

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Sponsors

Related records

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Sources

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