United States · Bill · HR
H.R. 2356 (114th)
Fair Access to Investment Research Act of 2015
Introduced
15 May 2015
Last action
—
Status
Placed on the Union Calendar, Calendar No. 304.
Sponsors
—
Subjects
Discovery layer
Source updated
7 April 2025
Summary
Fair Access to Investment Research Act of 2015 This bill directs the Securities and Exchange Commission (SEC) to revise a specified regulation to create a safe harbor for certain publications or distributions of research reports by brokers or dealers distributing securities. The revised regulation shall declare that, even if a broker or dealer participates in the registered offering of a covered investment fund's securities, the investment fund research report shall not be deemed to constitute an offer for sale nor an offer to sell a security that is the subject of the offering pursuant to a registration statement that the issuer proposes to file, or has filed, or that is effective. The covered investment fund research report shall indeed be deemed to satisfy the regulation's requirements as well as those of any self-regulatory organization. The SEC is prohibited from imposing specified conditions and requirements when implementing the safe harbor.
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Documents
6 official files
Reported in House (text)
Reported in House (text)
Reported in House · EN · 28 January 2016
Reported in House (PDF)
Reported in House · EN · 28 January 2016
Reported to House without amendment
summary · EN · 28 January 2016
Introduced in House (text)
Introduced in House · EN · 15 May 2015
Introduced in House (PDF)
Introduced in House · EN · 15 May 2015
Introduced in House
summary · EN · 15 May 2015
Sponsors
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Sources
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- Official source: https://www.congress.gov/bill/114th-congress/house-bill/2356
- Open data entity: https://api.congress.gov/v3/bill/114/hr/2356