United States · Bill · HR
H.R. 2412 (102nd)
Investment Advisors Disclosure and Enforcement Act of 1991
Introduced
21 May 1991
Last action
—
Status
For Further Action See H.R.5726.
Sponsors
—
Subjects
Discovery layer
Source updated
26 August 2025
Summary
Investment Advisors Disclosure and Enforcement Act of 1991 - Amends the Investment Advisers Act of 1940 to subject registered investment advisers (and persons controlling such advisers) to liability to persons injured by such advisers' violations of such Act. Sets forth: (1) prohibited practices regarding securities recommendations; and (2) disclosure requirements regarding conflicts of interests for investment advisers. Expands the definition of investment planners and related businesses.
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Documents
2 official files
Introduced in House (text)
Introduced in House (text)
Introduced in House · EN
Introduced in House
summary · EN · 21 May 1991
Sponsors
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Related records
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Sources
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- Official source: https://www.congress.gov/bill/102nd-congress/house-bill/2412
- Open data entity: https://api.congress.gov/v3/bill/102/hr/2412