Investment Advisors Disclosure and Enforcement Act of 1991

Summary

Investment Advisors Disclosure and Enforcement Act of 1991 - Amends the Investment Advisers Act of 1940 to subject registered investment advisers (and persons controlling such advisers) to liability to persons injured by such advisers' violations of such Act. Sets forth: (1) prohibited practices regarding securities recommendations; and (2) disclosure requirements regarding conflicts of interests for investment advisers. Expands the definition of investment planners and related businesses.

This text is taken from the official record. PoliticalRepo does not editorialize.

Timeline

1. 21 May 1991

   Introduced

   Referred to the House Committee on Energy and Commerce.

   Source: IntroReferral

2. 21 May 1991

   Introduced

   Introduced in House

   Source: IntroReferral

3. 21 May 1991

   Introduced

   Introduced in House

   Source: IntroReferral

4. 31 May 1991

   Referred

   Referred to the Subcommittee on Telecommunications and Finance.

   Source: Committee

5. 22 September 1992

   Committee

   For Further Action See H.R.5726.

   Source: Committee

Votes

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Versions

• Introduced in House · — · Download file

Documents

2 official files

• Introduced in House (text)

  Introduced in House · EN

  ViewDownloadOpen at official source

• Introduced in House

  summary · EN · 21 May 1991

  Open at official source

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Sponsors

• Rep. Boucher, Rick [D-VA-9] · D · Sponsor
• Sen. Markey, Edward J. [D-MA] · D · Sponsor
• Rep. Eckart, Dennis E. [D-OH-11] · D · Sponsor
• Rep. Cooper, Jim [D-TN-5] · D · Sponsor
• Sen. Wyden, Ron [D-OR] · D · Sponsor
• Rep. Lehman, Richard H. [D-CA-19] · D · Sponsor
• · hsif00 · Standing

Related records

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