To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.

Summary

This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering by any issuer without it being considered an offer to sell securities for purposes of registration requirements. Currently, only reports published or distributed regarding a proposed public offering by an emerging growth company fall under this exception.

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Documents

3 official files

• Introduced in House (text)

  Introduced in House · EN · 13 April 2023

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• Introduced in House (PDF)

  Introduced in House · EN · 13 April 2023

  ViewDownloadOpen at official source

• Introduced in House

  summary · EN · 13 April 2023

  Open at official source

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