Shareholder Communications Improvement Act of 1989

Summary

Shareholder Communications Improvement Act of 1989 - Amends the Securities Exchange Act of 1934 to require mutual fund and other investment company entities that exercise fiduciary powers holding securities as nominees to: (1) deliver proxy materials and information statements to the beneficial owners of investment company securities; and (2) supply registrants, upon request, with beneficial owner information so that annual reports and voluntary communications may be provided to such beneficial owners. Requires that information statements be provided by: (1) brokers and bank nominees to the beneficial owners of the securities; and (2) investment companies to record holders prior to any security holder vote when proxies, consents, or authorizations are not solicited.

This text is taken from the official record. PoliticalRepo does not editorialize.

Timeline

1. 28 June 1989

   Introduced

   Referred to the House Committee on Energy and Commerce.

   Source: IntroReferral

2. 28 June 1989

   Introduced

   Introduced in House

   Source: IntroReferral

3. 28 June 1989

   Introduced

   Introduced in House

   Source: IntroReferral

4. 17 July 1989

   Referred

   Referred to the Subcommittee on Telecommunications and Finance.

   Source: Committee

5. 2 August 1989

   Committee

   Subcommittee Hearings Held.

   Source: Committee

6. 14 November 1989

   Committee

   Subcommittee Consideration and Mark-up Session Held.

   Source: Committee

7. 14 November 1989

   Committee

   Forwarded by Subcommittee to Full Committee.

   Source: Committee

8. 15 November 1990

   Committee

   For Further Action See H.R.1396.

   Source: Committee

Votes

No vote records are attached yet.

Versions

• Introduced in House · — · Download file

Documents

2 official files

• Introduced in House (text)

  Introduced in House · EN

  ViewDownloadOpen at official source

• Introduced in House

  summary · EN · 28 June 1989

  Open at official source

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Sponsors

• Rep. Rinaldo, Matthew J. [R-NJ-7] · R · Sponsor
• Rep. Lent, Norman F. [R-NY-4] · R · Sponsor
• Rep. Dingell, John D. [D-MI-12] · D · Sponsor
• Sen. Markey, Edward J. [D-MA] · D · Sponsor
• · hsif00 · Standing

Related records

• related to → Securities Act Amendments of 1990