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United States · Bill · HR

H.R. 5625 (107th)

Stop Enablers of Fraud Act

referredUnited States· United States Congress· EN

Introduced

10 October 2002

Last action

Status

Referred to the Subcommittee on Crime, Terrorism, and Homeland Security.

Sponsors

Subjects

Discovery layer

Source updated

19 August 2025

Summary

Stop Enablers of Fraud Act - Amends the following Acts to impose liability for recklessly or knowingly providing substantial assistance towards aiding and abetting violations: (1) the Securities Act of 1933; (2) the Securities Exchange Act of 1934; (3) the Investment Company Act of 1940; and (4) the Investment Advisers Act of 1940. Shields from liability an omission or failure to act unless such omission or failure constitutes a breach of a duty owed by the relevant party.

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Documents

3 official files

Introduced in House (text)

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Sources

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