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United States · Bill · S

S. 1895 (107th)

Independent Investment Advisers Act of 2002

referredUnited States· United States Congress· EN

Introduced

24 January 2002

Last action

Status

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (text of measure as introduced: CR S101)

Sponsors

Subjects

Discovery layer

Source updated

19 August 2025

Summary

Independent Investment Advisers Act of 2002 - Amends the Investment Advisers Act of 1940 to mandate that investment advisers who publish any analysis or report regarding a company or its securities, make public disclosure regarding their ties to issuers of securities, including any: (1) compensation; (2) mergers or acquisition transactions handled during the past five years involving any debt or equity of such company; and (3) personal debt or equity holdings in such securities company of the adviser or an associated person.

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Documents

3 official files

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Sources

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