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United States · Bill · S

S. 1923 (113th)

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014

referredUnited States· United States Congress· EN

Introduced

14 January 2014

Last action

14 January 2014 · Introduced

Status

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Sponsors

Sen. Manchin, Joe, III [D-WV], Sen. Vitter, David [R-LA], Sen. Chambliss, Saxby [R-GA], Sen. Coburn, Tom [R-OK], Sen. Barrasso, John [R-WY], Sen. Scott, Tim [R-SC], Sen. Toomey, Patrick [R-PA], Sen. Inhofe, James M. [R-OK], Sen. King, Angus S., Jr. [I-ME], Sen. Klobuchar, Amy [D-MN], Sen. Nelson, Bill [D-FL]

Subjects

Discovery layer

Source updated

5 December 2025

Summary

Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014 - Amends the Securities Exchange Act of 1934 to exempt from its registration requirements certain merger and acquisition (M&A) brokers and associated persons. Denies such registration exemption, however, to brokers who: (1) receive, hold, transmit, or have custody of any funds or securities to be exchanged by parties to a transfer of ownership of an eligible privately held company; or (2) engage on behalf of an issuer in a public offering of securities that are either subject to mandatory registration, or with respect to which the issuer must file periodic information, documents, and reports. Prohibits the construction of this Act to limit any other authority of the Securities and Exchange Commission (SEC) to exempt any person, or any class of persons, from any provision of this Act, including any related rule or regulation.

This text is taken from the official record. PoliticalRepo does not editorialize.

Timeline

  1. 14 January 2014

    Introduced

    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

    Source: IntroReferral

  2. 14 January 2014

    Introduced

    Introduced in Senate

    Source: IntroReferral

Votes

No vote records are attached yet.

Versions

Documents

3 official files

Introduced in Senate (text)

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Leesvertaling

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  • Introduced in Senate (text)

    Introduced in Senate · EN · 14 January 2014

    ViewDownloadOpen at official source

  • Introduced in Senate (PDF)

    Introduced in Senate · EN · 14 January 2014

    ViewDownloadOpen at official source

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  • Introduced in Senate

    summary · EN · 14 January 2014

    Open at official source

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Sponsors

Related records

Sources

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