A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority.

openUnited States· United States Congress· EN

Introduced

6 March 2018

Last action

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Status

Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-406.

Summary

This bill directs the Financial Industry Regulatory Authority (FINRA) to compensate investors for the full value of unpaid arbitration awards. To qualify, an award must be the result of a final order issued in favor of an investor against a brokerage firm or broker regulated by FINRA.

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Votes

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Versions

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Documents

3 official files

Introduced in Senate (text)
Introduced in Senate · EN · 6 March 2018
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Introduced in Senate (PDF)
Introduced in Senate · EN · 6 March 2018
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Introduced in Senate
summary · EN · 6 March 2018
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Sources

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Official source: https://www.congress.gov/bill/115th-congress/senate-bill/2499
Open data entity: https://api.congress.gov/v3/bill/115/s/2499