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United States · Bill · S

S. 2499 (115th)

A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority.

openUnited States· United States Congress· EN

Introduced

6 March 2018

Last action

28 June 2018 · Committee

Status

Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-406.

Sponsors

Sen. Warren, Elizabeth [D-MA], Sen. Kennedy, John [R-LA], Sen. Feinstein, Dianne [D-CA]

Subjects

Discovery layer

Source updated

8 August 2025

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Summary

This bill directs the Financial Industry Regulatory Authority (FINRA) to compensate investors for the full value of unpaid arbitration awards. To qualify, an award must be the result of a final order issued in favor of an investor against a brokerage firm or broker regulated by FINRA.

This text is taken from the official record. PoliticalRepo does not editorialize.

Timeline

  1. 6 March 2018

    Introduced

    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

    Source: IntroReferral

  2. 6 March 2018

    Introduced

    Introduced in Senate

    Source: IntroReferral

  3. 28 June 2018

    Committee

    Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-406.

    Source: Committee

Votes

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Versions

Documents

3 official files

Introduced in Senate (text)

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  • Introduced in Senate (text)

    Introduced in Senate · EN · 6 March 2018

    ViewDownloadOpen at official source

  • Introduced in Senate (PDF)

    Introduced in Senate · EN · 6 March 2018

    ViewDownloadOpen at official source

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  • Introduced in Senate

    summary · EN · 6 March 2018

    Open at official source

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Sponsors

Related records

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Sources

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