A bill to amend the Securities Exchange Act of 1934, as amended, to facilitate the collection and public dissemination of information concerning the holdings of and transactions in securities by institutional investors and investment managers, including banks, bank holding companies, insurance companies, trust companies, investment advisers, investment companies, separate accounts, pension-benefit or profit-sharing trust plans, charitable endownment funds, and any other fund maintained or utilized for the purpose of collective investment.

Summary

Provides, under the Securities Exchange Act, for the collection and public dissemination of information concerning the holdings of and transactions in securities by institutional investors and investment managers, including banks, insurance companies, trust companies, and any other fund maintained or utilized for the purpose of collective investment. Requires investment managers to file periodic reports with the Commission. Specifies the content of such reports. (Adds 15 U.S.C. 78m)

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1 official file

• Introduced in Senate

  summary · EN · 9 November 1973

  Open at official source

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