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United States · Bill · S

S. 3558 (116th)

A bill to require the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing a certain rule of that Authority.

referredUnited States· United States Congress· EN

Introduced

21 March 2020

Last action

Status

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Sponsors

Subjects

Discovery layer

Source updated

14 January 2025

Summary

This bill directs the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing that authority's rule requiring member brokers and dealers to annually inspect their offices for compliance with securities laws and regulations.

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Timeline

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Votes

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Versions

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Documents

3 official files

Introduced in Senate (text)

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Sponsors

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Sources

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