An act to make certain amendments to sections 4, 13, 14, 15, and 15B of the Securities Exchange Act of 1934.

Summary

Amends the Securities Exchange Act of 1934 to permit the Securities and Exchange Commission to accept reimbursement from non-Federal sources for travel, subsistence, and other necessary expenses incurred by Commission members and employees in attending meetings and conferences. Permits participants in the professional fellows program of the Commission to accept the payment of relocation expenses from their former employers. Requires any registered broker or dealer in securities (other than exempted securities or commercial bills) to join a registered securities association, unless such broker or dealer effects securities transactions solely on a national securities exchange of which it is a member. Permits the Commission to exempt any broker or dealer or class of brokers or dealers from such requirement. Permits public members of the Municipal Securities Rulemaking Board to be associated with any broker, dealer, or municipal securities dealer by reason of being under common control with, or indirectly controlling, any broker or dealer which is not a municipal securities broker or municipal securities dealer.

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Documents

4 official files

• Public Law (PDF)

  Public Law · EN · 7 June 1983

  ViewDownloadOpen at official source

• Passed House amended

  summary · EN · 17 May 1983

  Open at official source

• Reported to House with amendment(s)

  summary · EN · 11 May 1983

  Open at official source

• Introduced in House

  summary · EN · 21 April 1983

  Open at official source

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