United States · United States Congress · 11 April 1974
Interstate Compact - Grants the consent of the Congress that the State of Maryland, the State of Delaware, and the Commonwealth of Virginia, and other States, negotiate and enter into a compact providing for joint participation in the more efficient use of the waters of the Chesapeake Bay and its tributaries.
United States · United States Congress · 9 April 1974
Provides for the recomputation of military retirement benefits. Provides that a member or former member of a uniformed service: (1) who is sixty years of age or older, and is retired for reasons other than physical disability, whose disability is finally determined to be of a permanent nature and less than 30 percent under the disability rating system, and is entitled to retired pay computed under the rates of basic pay in effect before January 1, 1972; or (2) who is entitled to retired pay for physical disability, whose disability was finally determined to be of permanent nature and at least 30 percent under the schedule of rating disabilities, and whose retired pay is computed under rates of basic pay in effect after October 11, 1949 and before January 1, 1972, is entitled to have that pay recomputed upon the rates of basic pay in effect on January 1, 1972.
United States · United States Congress · 9 April 1974
Soviet Energy Investment Prohibition Act - Provides that no department, agency, or instrumentality of the United States Government may directly or indirectly provide assistance to finance or otherwise promote the export of any commodity, product, or service from the United States if the intended use of such commodity, product, or service involves energy research and development or energy exploration in the Union of Soviet Socialist Republics.
United States · United States Congress · 4 April 1974
Directs the Comptroller General of the United States to conduct, beginning on July 1 of each fiscal year, a cost study to determine the actual cost a mile to an employee or other individual performing service for the Government, who is engaged on official business inside or outside the designated post of duty or place of service, for the use of a privately owned motorcycle, automobile, or airplane and to submit to the President or his designee, not later than the beginning of the third month after such date, the results of such study. Provides that the President or his designee shall include the specific results of the study of the Comptroller General in regulations governing the authorized payment of the actual costs described above.
United States · United States Congress · 3 April 1974
Occupational Safety and Health Amendments - States that the Secretary of Health, Education, and Welfare shall not propose any rule promulgating a new occupational health or safety standard before he: (1) has, as part of each such proposal, reviewed and published in the Federal Register the financial impact of such proposed standard; and (2) has determined with due regard for that impact that the benefit to be derived from such standard justifies such proposal. Provides that no standard adopted or promulgated shall require any employer to phase out, change, or replace existing equipment or facilities before the normal useful life of that equipment or facility has expired unless failure to so phase out, change, or replace that equipment or facility prematurely would result in a serious violation. Directs the Secretary to prescribe, as soon as practicable after the date of enactment of this Act, as part of each existing standard adopted under the Occupational Safety and Health Act of 1970: (1) the estimated average and maximum cost per unit to the average employer who is subject to that standard for compliance with the conditions, practices, means, methods, operation, or process used or proposed to be used by that employer under that standard; and (2) the period within which it is, in fact, possible for such employers to meet such standard including, but not limited to, availability of required devices, and possibility of performance of required procedures. Sets forth requirements with respect to notifying an employer of violations of the requirements prescribed pursuant to this Act. States that any employer who has been found to be not in compliance with any rule or standard adopted or promulgated under this Act shall not receive a notice for such violation if he is able to show: (1) that implementing such rule or standard would not materially affect the safety or health of his employees in the facility inspected; (2) that he has employed alternative procedures to protect his employees from the hazards contemplated by the rule or standard which are as effective in protecting the safety and health of his employees; or (3) that he has furnished adequate notice and exerted all reasonable efforts, pursuant to such regulations as the Secretary may prescribe, to obtain the compliance of his employees, that such violation was attributable to such employees, and that he could not otherwise have reasonably prevented such violation. Sets forth procedures for enforcement of these regulations. Authorizes the Secretary to enter into compliance agreements with an employer believed to be in violation of an occupational safety and health standard promulgated pursuant to this Act under which enforcement and penalty provisions are waived or deferred upon condition that the employer will voluntarily comply with the applicable standard upon such terms and conditions as the Secretary determines appropriate under the circumstances. States that failure of an employer to abide by such an agreement may be taken into account in resulting enforcement and penalty procedures. Directs the Secretary to provide technical advice, assistance, and consultation to employers with less than one hundred employees whenever it is necessary to assist them in complying with applicable standards.
United States · United States Congress · 1 April 1974
Occupational Safety and Health Act Amendments - Excludes from the coverage of the Occupational Health and Safety Act any farmer engaged in a contract with any person for the purpose of furnishing and operating farm machinery used in connection with farm activities. Requires safety and health rules proposed by the Secretary of Labor to be accompanied by a statement summarizing the economic impact on affected employers. States that no safety or health standard adopted shall require any employer to replace existing equipment or facilities before the normal useful life of that equipment or facility has expired unless failure to do so would result in a serious violation of the Act. Requires citations for violations of the Act to stipulate with particularity a suggested course or courses of action which if implemented would correct the violating condition or process. Provides for the suspension of all further proceedings concerning a citation pending final action on an application for variance from the Act's standards. States that the posting of a citation shall not be required after the violation has been abated, or a proceeding contesting the citation has been concluded by a final order. Provides that it shall be an affirmative defense to any proceeding under that Act that: (1) the employer furnished adequate notice and exerted all reasonable efforts to obtain the compliance of his employees and the violation of the Act was attributable to such employees; (2) the employer did not receive at least 30 days prior actual notice of a standard; and (3) the standard which is the subject of the violation charged would not have effectively constituted an improvement of occupational safety and health in the circumstances under which the charge is brought. Gives the Review Commission (previously the Secretary) final authority to affirm or modify abatement requirements in a citation. Assesses a civil penalty of up to $1000 for a series of non-serious violations of standards or orders under the Act, unless the employer voluntarily complies with the applicable standards upon such terms as the Secretary determines appropriate under the circumstances. (Amends 29 U.S.C. 653-66)
United States · United States Congress · 21 March 1974
Hobbs Act Amendment - Provides that anyone who interferes with commerce by damaging to the extent of $2,000 or more any property of a person where business is conducted or property is maintained shall be fined not more than $10,000 or imprisoned not more than twenty years or both. Defines the term "extortion" to mean the obtaining of property from another, with his consent, induced by use of actual or threatened force, violence, or fear, or under color of official right notwithstanding that the same acts or conduct may also be a violation of State or local law and notwithstanding that the actual or threatened force, violence, or fear was used in the course of a legitimate labor dispute or in the pursuit of legitimate union or labor ends or objectives. (Amends 18 U.S.C. 1951)
United States · United States Congress · 19 March 1974
Authorize appropriations for the Coast Guard: for the procurement of vessesl ($22,676,000), aircraft ($17,793,000), construction of shore and offshore establishments ($73,631,000), and bridge alterations ($6,800,000). Authorizes for the Coast Guard an end-year strength for active duty personnel of 37,748 and average military student loads for the fiscal year 1975.
United States · United States Congress · 18 March 1974
Requires the National Railroad Passenger Corporation to initiate rail passenger service designed to improve the availability of rail passenger service into metropolitan areas of the northeast corridor. Requires the Corporation to report to the Congress and the Secretary of Transportation after one year with regard to the results of such service, such report to include appropriate recommendations.
United States · United States Congress · 18 March 1974
Requires the Secretary of the Army and the Chief of Engineers to act, on applications for permits, licenses or any other authorization under the provisions of any law, within ninety days or explain the failure to do so to the applicant.
United States · United States Congress · 11 March 1974
Makes it the sense of the House that: (1) all agencies of the Federal Government, which have any responsibility for establishing priorities for the allocation of materials and facilities utilized in the production or distribution of fertilizer, give the highest priority to the fertilizer industry regarding the allocation of such materials and facilities; (2) the Federal Power Commission and appropriate State regulatory agencies do everything within their power, in the establishment of priorities for the allocation of natural gas (including gas sold under interruptible contracts), to insure producers of nitrogen with supplies of natural gas sufficient to maintain maximum production levels; (3) the Federal Energy Office include all of the energy and fuel requirements of the fertilizer industry, including local dealer requirements, in its highest priority category regarding allocation of gasoline, middle-distillates, and other liquid fuels utilized by this indsutry in the production, distribution, and application of fertilizer supplies; (4) the Cost of Living Council and the Departments of Agriculture and Commerce continue their monitoring and reporting of fertilizer supply availabilities, wholesale and retail prices, and export shipments; (5) the Cost of Living Council establish an investigatory program through the field offices of the Internal Revenue Service to monitor and analyze any reports of fertilizer price gouging at either wholesale or retail levels, and any changes in manufacturer marketing operations or relationships between manufacturers and local dealers and between local dealers and their customers which may affect continued availability or pricing of fertilizer supplies to farmers; and (6) the manufacturers of phosphate acid give the highest priority to supplying such material to producers and users of feed phosphate, which is essential to livestock and poultry.
United States · United States Congress · 11 March 1974
Expresses the sense of the House that the Economic Stabilization Act of 1970 should not be extended beyond the present expiration date of April 30, 1974.
United States · United States Congress · 5 March 1974
Requires the National Railroad Passenger Corporation to initiate rail passenger service designed to improve the availability of rail passenger service into metropolitan areas of the northeast corridor. Requires the Corporation to report to the Congress and the Secretary of Transportation after one year with regard to the results of such service, such report to include appropriate recommendations.
United States · United States Congress · 5 March 1974
Requires the Secretary of the Army and the Chief of Engineers to act, on applications for permits, licenses or any other authorization under the provisions of any law, within ninety days or explain the failure to do so to the applicant.
United States · United States Congress · 5 March 1974
Increases, under title II of the Social Security Act (Old-Age, Survivors', and Disability Insurance), the amount of outside earnings which (subject to further increases under the automatic adjustment provisions) is permitted each year without any deductions from benefits. Revises the method for determining such amount.
United States · United States Congress · 27 February 1974
Requires the National Railroad Passenger Corporation to initiate a feasibility test of rail passenger service as a means of alleviating transportation problems caused by the energy crisis between points in Harford and Cecil Counties, Maryland, and Baltimore, Wilmington and Philadelphia, Pennsylvania. Requires a report to the Congress and the Secretary of Transportation in one year on such service.
United States · United States Congress · 27 February 1974
Prohibits the exportation of fertilizer from the United States until the Secretary of Agriculture determines that an adequate domestic supply of fertilizer exists.
United States · United States Congress · 25 February 1974
Empowers the Small Business Administration to make such loans (either directly or in cooperation with banks or other lending institutions) as the Administration may determine to be necessary to assist, or to refinance the existing indebtedness of, any small business concern seriously affected by a shortage of energy-producing materials or by any restriction imposed by law or regulation upon travel or the use of motor fuels.
United States · United States Congress · 21 February 1974
Expresses the sense of Congress that the United States Government, while engaged in a lessening of tensions with the People's Republic of China, do nothing to compromise continued close relations with the Republic of China.
United States · United States Congress · 19 February 1974
Expresses the sense of the House of Representatives that any money appropriated for the purpose of celebrating the Bicentennial should only be spent to honor and celebrate the History of this Nation and the people of the United States.
United States · United States Congress · 13 February 1974
Declares it to be the sense of the House of Representatives that: (1) the Government of the United States should maintain and protect its sovereign rights and jurisdiction over the canal and zone, and should in no way cede, dilute, forfeit, negotiate, or transfer any of these sovereign rights, power, authority, jurisdiction, territory, or property that are indispensably necessary for the protection and security of the United States and the entire Western Hemisphere; (2) that there be no relinquishment or surrender of any presently vested United States sovereign right, power, or authority or property, tangible or intangible, except by treaty authorized by the Congress and duly ratified by the United States; and (3) that there be no recession to Panama, or other divestiture of any United States-owned property, tangible or intangible, without prior authorization by the Congress (House and Senate), as provided in article IV, section 3, clause 2 of the United States Constitution.
United States · United States Congress · 5 February 1974
National Homestead Act - Directs the Secretary of Housing and Urban Development to compile a catalog of all unoccupied single-family dwellings in urban and other areas within the United States which are owned by him or his Department, and which would be suitable for occupancy and rehabilitation by qualified low and moderate-income families. Requires the Secretary to take such steps as may be necessary to assure that the residents of each community or area in which any such dwelling is located will be fully and currently informed of the existence, nature, and location of such dwellings. States that an applicant is qualified, for the purposes of participation in the program under this Act with respect to any dwelling, only if he or she: (1) is eighteen years of age or older; (2) is the head of his or her household; (3) is a citizen of the United States; (4) has not previously participated in the program; (5) is not the owner of any other real property; and (6) possesses the financial, technical, and other resources which are necessary to rehabilitate such dwelling. Requires each applicant to enter into an agreement that, among other things, he or she will reside in the dwelling for a period of at least five years and will during such period rehabilitate and maintain the dwelling so that it satisfies all of the requirements of applicable State and local law. States that the conveyance of any dwelling to an applicant under this Act shall be made on a conditional basis, in return for the payment by such applicant of the aforementioned agreement. Provides that upon any material failure by the applicant to carry out his or her agreement entered into under this Act the conditional conveyance of title to such applicant shall be revoked. States that after the applicant has resided in the dwelling for the required five-year period and has rehabilitated and maintained it and otherwise complied with the terms of his or her agreement throughout such period, he shall be granted a fee simple title to such property.
United States · United States Congress · 4 February 1974
Federal Paperwork Burden Relief Act - Directs the Comptroller General to conduct a study of the reporting requirements of Federal regulatory programs to determine the extent to which these requirements may be revised to lessen the burden upon small and independent business establishments. Requires the Comptroller General to report the results of such study to the Congress one year from the date of enactment of this Act.
United States · United States Congress · 4 February 1974
States that the House of Representatives disapproves the recommendations of the President with respect to the rates of pay of Federal officials transmitted to the Congress in the budget for the fiscal year ending June 30, 1975.
United States · United States Congress · 23 January 1974
Makes it the sense of the House that, during the period pending consideration and action by the Senate upon the bill H.R. 10710, as introduced in the first session of the Congress, cited as the "Trade Reform Act of 1973" and as amended and passed by the House, no loan, guarantee, insurance, or credit shall be extended by the Export-Import Bank of the United States to any nonmarket economy country (other than any such country whose products are eligible for column 1 tariff treatment on the date of the enactment of this resolution), and no such country shall participate in any program of the Government of the United States which extends credits or credit guarantees or investment guarantees, directly or indirectly.
United States · United States Congress · 13 December 1973
Repeals, under the Social Security Act, the provisions for the establishment of Professional Standards Review Organizations to review services covered under the medicare and medicaid programs.
United States · United States Congress · 6 December 1973
Authorizes increased production of petroleum from the Elk Hills Naval Petroleum Reserve at a rate to help insure that the needs of national defense are met, but not to exceed the maximum efficient rate in accordance with sound engineering and economic principles. Authorizes the Secretary of the Navy to dispose of the production herein authorized by means of sales effected by competitive bid. Provides that full and equal opportunity for acquisition of the oil shall be accorded to all interested companies, including major and independent oil refineries alike. Establishes the Naval Petroleum Reserve Account. States that funds in the Account shall be available for the expenses of: (1) production, including preparation for production, as authorized by this resolution and as may hereafter be authorized; (2) all capital costs necessary for facilities both within and outside the reserve incident to production and delivery of crude petroleum; and (3) exploration, prospecting, conservation, development, use, and operation of the naval petroleum and oil shale reserves.
United States · United States Congress · 3 December 1973
Trade Sanctions Act - Declares that the purpose of this Act is to prohibit the shipment of certain goods and materials to those Arab nations which have restricted or stopped shipments of petroleum to the United States. Imposes an embargo upon shipment of the following: (1) certain agricultural products; (2) all medical and pharmaceutical supplies; and (3) certain industrial and manufactured products . States that the restrictions herein described shall be imposed upon the described goods and materials to the following nations: Saudi Arabia, Iran, Iraq, Egypt, Libya, Kuwait, Abu Dhabi, Algeria, and Qatar. Directs the Secretary of Commerce to monitor all shipments of goods and materials herein described to all nations to determine which nations, if any, are aiding in any evasion or mitigation of the effects of this embargo by funneling restricted goods and materials to the Arab nations listed in this Act. Directs the Secretary to prepare and submit to Congress continuing reports on such activities with recommendations of what further trade embargos would be necessary to eliminate or minimize such activity. Authorizes appropriations of such sums as are necessary to place into effect and maintain such trade restrictions.
United States · United States Congress · 29 November 1973
Expresses the policy of Congress that the fishing industry be afforded all support necessary to have it strengthened, and all steps be taken to provide adequate protection for the coastal fisheries against excessive foreign fishing.
United States · United States Congress · 8 November 1973
Requires an investigation to be conducted by the Attorney General of any person designated as next in line to act as President in the case of a vacancy in both the office of President and Vice President, whenever such vacancy exists, to determine the fitness of such officer to act as President.
United States · United States Congress · 8 November 1973
Community Mental Health Centers Extension Act - Declares the finding of Congress that community care is the most effective and humane form of care for the majority of mentally ill and retarded individuals. States that it is the Federal Government's responsibility to insure the expansion of the community mental health center concept. Authorizes appropriations for grants for facilities of public and nonprofit community mental health centers. Provides for grants for specified portions of the costs of operation of such centers, under the Community Mental Health Centers Act. States that where an application for a grant is made, the applicant must provide specified assurances, including that specialized services will be provided for the mental health of children and of the elderly. Sets forth requirements for an applicant providing programs for alcoholism and drug abuse. Limits the amount of appropriations which may be used for the evaluation of programs under this Act. Distinguishes, for purposes of granting assistance, between community mental health centers serving poverty areas and those not serving poverty areas. Provides for grants to community mental health centers for consultation and education services. Authorizes appropriations of such sums as may be necessary for funding such grants . States that no individual, especially alcoholics, narcotic addicts and other persons with drug dependence problems, shall be made the subject of any research carried out with funds provided by specified portions of this Act unless such individual explicitly agrees to become a subject of such research. Repeals specified provisions of the Community Mental Health Centers Act.
United States · United States Congress · 30 October 1973
Constitutional Amendment - States that any provison of a foreign treaty which denies or abridges any right enumerated in this Constitution shall not be of any force or effect. Provides that no treaty shall authorize or permit any foreign power or any international organization to supervise control, or adjudicate rights of citizens of the United States within the United States enumerated in this Constitution or any other matter essentially within the domestic jurisdiction of the United States. States that all executive or other agreements between the President or any international organization shall be made only in the manner prescribed by law, and shall be subject to the limitations imposed on treaties.
United States · United States Congress · 18 October 1973
Interim Fisheries Zone Extension and Management Act - Extends the jurisdiction of the United States over specified ocean areas and fish for purposes of protecting the domestic fishing industry. Requires the Secretary of Commerce to conduct research in order to promote the conservation of fish originating in the United States territorial sea and contiguous fisheries zone. Authorizes the appropriation of up to $1,000,000 in any fiscal year to carry out the provisions of this Act.
United States · United States Congress · 4 October 1973
Provides, under the Merchant Marine Act, that the appropriate agencies take steps to assure that at least 20 per cent of the gross tonnage of all petroleum and petroleum products imported into the United States on ocean vessels be transported on privately owned United States flag commercial vessels. Requires that the quantity to be carried in United States-flag commercial vessels be at least 25 per cent after June 30, l975, and at least 30 per cent after June 30, l977. (Amends 46 U.S.C. 1241))
United States · United States Congress · 4 October 1973
Securities Exchange Act Amendments - Title I: Selection and Administration of the Securities and Exchange Commission - Provides that any commissioner of the Securities and Exchange Commission may be removed by the President for neglect of duty or malfeasance in office, but for no other cause. Sets forth procedures for the appointment of a Commission chairman. Authorizes the Commission to appoint and fix the compensation of officers and experts as may be necessary to carry out its functions under this Act. Requires the Commission to submit any budget request to the Congress concurrently with transmittal to the Office of Management and Budget. Provide that when the Commission transmits any legislative recommendations, testimony, or comment on legislation to the Executive, it shall concurrently transmit a copy to the Congress. Title II: Regulation of Exchanges and Associations - Includes within the term "member," for purposes of the Act, any person who agrees to be regulated by an exchange and with respect to whom the exchange undertakes to enforce the federal securities laws and the exchange rules. Makes registered national securities exchanges and associations subject to identical regulatory provisions. States that any registered broker or dealer meeting applicable capital or competency requirements must be allowed to join any registered national securities exchange. Specifies the eligibility criteria for a netuional securities exchange, including, that the rules of the exchange include provisions for discipling members, for fair representation of its members, for fair orderly procedures with respect to discipling of its members, and for matters which are necessary to permit the exchange to comply with the provisions of this Act. Prohibits registered national securities exchanges from imposing any schedule of prices or fixing rates of commissions, allowances, discounts, or other charges subject to a statutory timetable for the elimination of the current fixed minimum commission rate system. Gives persons denied membership on an exchange the right to seek review of such denial by the SEC and the courts. Permits members disciplined by an exchange to appeal such action to the SEC and to the courts. Provides that any proposed change in exchange rules must be filed with the SEC, which must publish such proposed change and allow interested persons a reasonable opportunity for comment thereon. States that the proposed change shall take effect sixty days after publication by the SEC unless the SEC disapproves it. Allows registered national securities exchanges, with the concurrence of the SEC, to share the cost, functions and responsibility of the conduct of examinations and inspections of members, and to furnish copies of any reports of inspections or examinations to each other. Establishes new procedures to be followed by the Commission in compelling exchanges and registered associations to change their rules, and in regulating off-floor trading by exchange members. Provides for a ban on transactions with "affiliated persons," as defined by this Act, to be effective on February 1, 1974. Gives the SEC the authority to suspend or expel exchange members who have violated exchange rules. Requires a national securities association to furnish copies of any reports of its members to any other national securities exchange of which such member is a member. Prohibits national securities exchanges and national securities associations from preventing their members from executing transactions for customers in other markets whenever those markets offer a better price to such customers. Requires the SEC to adopt rules to assure that customers are getting best price from their brokers. Prohibits national securities exchanges and national securities associations from preventing its members from participating in any registered clearing agency or securities depository. Gives the SEC authority to investigate and bring injunctive actions for violations of National Association of Securities Distributors rules and exchange rules, and to bring injunctive actions to compel a registered national securities exchange or association to enforce compliance with the rules of such exchange or association. Title III: Financial Responsibility; Regulation of Brokers,-Dealers and Members; Reports and Examinations - Broadens existing prohibitions on improper hypothecation of securities by brokers, dealers and members to embrace improper lending of such securities. Requires all members of a registered national securities exchange to register with the SEC. Requires persons registering as broker-dealers to file certified financial statements with their application, (rather than verified statements). Requires the Commission to order effective an application for registration as a broker-dealer. Requires that, within six months of the granting of an application for registration, the Commission, or an exchange or the NASD as designated by the Commission, examine the new broker-dealer to determine whether it is operating in conformity with the federal securities laws. Adds armed robbery and grand larceny to the list of statutory offenses which bar a person from becoming a broker-dealer. Requires the Commission, in cooperation with the exchanges and the NASD, to devise and administer a uniform examination which, with respect to partners, officers, and supervisory employees shall include questions relating to enumerated matters. Requires the Commission and the Board of Governors of the Federal Reserve System to make such rules and regulations as may be necessary for the execution of the functions vested in them by this Act. Authorizes the Commission to classify brokers, dealers and members for purposes of establishing such requirements. Prohibits the SEC from exempting from such requirements any broker, dealer or member. Requires registered national securities exchanges to furnish copies of documents to the SEC upon request. Requires registered brokers, dealers and members to supply their customers with certified comparative balance sheets and income statements. Authorizes the Commission to adopt rules concerning a consolidated transactional tape and a composite quotation system and to prescribe uniformity in accounting procedures and systems of brokers and dealers and members. Title IV: Security Processing - Authorizes the Commission to make rules applicable to brokers or dealers regulating the time and method of making settlements, payments and deliveries and closing of accounts. Provides that, in the exercise of this rulemaking authority, the Commission shall not affect the authority of the Board of Governors of the Federal Reserve System to regulate securities credit. Requires clearing agencies, securities depositories and transfer agents to register with the SEC, and establishes appropriate procedures. Sets forth procedures under which the Commission must grant or deny applications for registration of clearing agencies and securities depositories. Authorizes the Commission to establish terms and conditions under which a clearing agency, securities depository or transfer agent may withdraw from registration. Gives the SEC direct rulemaking power over clearing agencies, securities depositories and transfer agents. Empowers the SEC to review clearing agency or securities depository action in the areas of disciplinary action or denial of admission to a participant. Grants the Commission disciplinary powers with respect to clearing agencies, securities depositories and transfer agents. Directs the SEC to, on or before December 31, 1976, take appropriate steps to eliminate the use of the stock certificate as a means of settlement of securities transactions between brokers and dealers. Authorizes the Commission to grant confidential treatment to material filed with it only under very limited conditions, including a finding that disclosure is not in the public interest. Empowers the Commission to prescribe rules with respect to the form or format of securities issued by companies, any class of whose securities is registered under the Act, or which would be required to be so registered except for the exemption from registration provided for securities of registered investment companies or insurance companies under certain conditions. Directs every issuer whose securities are registered on a national securities exchange to consolidate in a single person the functions of transfer agent and registrar. Directs the Securities and Exchange Commission to conduct a study to consider the public policy implications of the growing practice of registering securities in "street name" and to determine whether steps can be taken to facilitate communications between corporations and their shareholders while, at the same time, retaining benefits of such registration. Prohibits the imposition of state or local taxes on securities, or on the transfer of securities, solely because the facilities of a registered clearing agency or securities depository are physically located in the taxing jurisdiction. Requires registered national securities exchanges, associations, brokers, dealers, clearing agencies and securities depositories to: (1) report information about missing, lost or stolen securities to the SEC or such person as the SEC designates; and (2) require the fingerprinting of partners, directors, officers, and employees and the submittal of such fingerprints to the Attorney General of the United States for identification and appropriate processing. Title V: Miscellaneous - Requires the SEC to include in its annual report to Congress certain designated information concerning the Commission's administration of the Freedom of Information Act. Raises the amount of the registration fee every national securities exchange must pay to the SEC from 1/500th of one percent to 1/100th of one percent of the dollar amount of sales of securities (other than certain Governmental obligations) transacted on that exchange. Requires the SEC to order the registration of an investment adviser effective. (Amends 15 U.S.C. 78d-78w)
United States · United States Congress · 26 September 1973
Directs the Speaker of the House, after consultation with the minority leader, to appoint a select committee of the House composed of 14 members to investigate the charges made against the Vice President and to recommend to the House a course of action consistent with the findings of said select committee. States that such select committee shall commence its investigation under this resolution forthwith, to have the power to subpena witnesses and compel their attendance at such times and places as the committee shall determine and to report if findings to the House of Representatives, together with its recommendations, at the earliest practicable date. Authorizes to be appropriated out of the contingency fund of the House of Representatives such funds as may be required by the select committee to carry out the requirements of this resolution.