To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.

Summary

This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering without it being considered an offer to sell securities for purposes of registration requirements. Currently, reports regarding a proposed public offering by an emerging growth company fall under this exception.

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Timeline

1. 15 December 2022

   Introduced

   Referred to the House Committee on Financial Services.

   Source: IntroReferral

2. 15 December 2022

   Introduced

   Introduced in House

   Source: IntroReferral

3. 15 December 2022

   Introduced

   Introduced in House

   Source: IntroReferral

Votes

No vote records are attached yet.

Versions

• Introduced in House · 15 December 2022 · Official file

Documents

3 official files

• Introduced in House (text)

  Introduced in House · EN · 15 December 2022

  ViewDownloadOpen at official source

• Introduced in House (PDF)

  Introduced in House · EN · 15 December 2022

  ViewDownloadOpen at official source

• Introduced in House

  summary · EN · 15 December 2022

  Open at official source

Sponsors

• Rep. Williams, Roger [R-TX-25] · R · Sponsor
• · hsba00 · Standing

Related records

• related to → To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.