To amend title I of the Employee Retirement Income Security Act of 1974 to clarify treatment of investment managers under such title.

Summary

Amends the Employee Retirement Income Security Act of 1974 (ERISA) to provide that investment managers under ERISA shall include fiduciaries registered solely under State law only if Federal registration is prohibited under the Investment Advisors Act of 1940. Treats a fiduciary as meeting certain ERISA filing requirements if the information is available to the Secretary of Labor from a centralized electronic or other record-keeping database.

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Timeline

1. 23 July 1997

   Introduced

   Referred to the House Committee on Education and the Workforce.

   Source: IntroReferral

2. 23 July 1997

   Introduced

   Sponsor introductory remarks on measure. (CR E1481-1482)

   Source: IntroReferral

3. 23 July 1997

   Introduced

   Introduced in House

   Source: IntroReferral

4. 23 July 1997

   Introduced

   Introduced in House

   Source: IntroReferral

Votes

No vote records are attached yet.

Versions

• Introduced in House · 23 July 1997 · Download file

Documents

3 official files

• Introduced in House (text)

  Introduced in House · EN · 23 July 1997

  ViewDownloadOpen at official source

• Introduced in House (PDF)

  Introduced in House · EN · 23 July 1997

  ViewDownloadOpen at official source

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• Introduced in House

  summary · EN · 23 July 1997

  Open at official source

  Leesvertaling

  Vertaal dit document naar jouw taal. PoliticalRepo bewaart geen aparte kopie per EU-taal.

  Vertaal naarNL · DutchDE · GermanFR · FrenchES · SpanishIT · ItalianPL · PolishPT · PortugueseSV · SwedishDA · DanishFI · FinnishEL · GreekCS · CzechHU · HungarianRO · RomanianBG · BulgarianHR · CroatianSK · SlovakSL · SlovenianLT · LithuanianLV · LatvianET · EstonianGA · IrishMT · Maltese

  Vertaal document

  Documentvertaling op verzoek met downloadbare PDF (logo + link naar de officiële bron). Het bronbestand blijft leidend.

Sponsors

• Rep. Fawell, Harris W. [R-IL-13] · R · Sponsor
• Rep. Payne, Donald M. [D-NJ-10] · D · Sponsor
• Rep. Goodling, William F. [R-PA-19] · R · Sponsor
• · hsed00 · Standing

Related records

• related to ← A bill to amend title I of the Employee Retirement Income Security Act of 1974 to clarify treatment of investment managers under such title.