United States · Law · S
S. 1227 (105th)
A bill to amend title I of the Employee Retirement Income Security Act of 1974 to clarify treatment of investment managers under such title.
Introduced
26 September 1997
Last action
10 November 1997 · President
Status
Became Public Law No: 105-72.
Sponsors
Sen. Jeffords, James M. [I-VT], Sen. D'Amato, Alfonse [R-NY], Sen. Sarbanes, Paul S. [D-MD], Sen. Gramm, Phil [R-TX], Sen. Dodd, Christopher J. [D-CT], Sen. Bond, Christopher S. [R-MO], Sen. Kennedy, Edward M. [D-MA], Sen. Bingaman, Jeff [D-NM]
Subjects
Discovery layer
Source updated
7 April 2025
Summary
Amends the Employee Retirement Income Security Act of 1974 (ERISA) to provide that investment managers under ERISA shall include fiduciaries registered solely under State law only if Federal registration is prohibited under the Investment Advisors Act of 1940. Treats a fiduciary as meeting certain ERISA filing requirements if the information is available to the Secretary of Labor from a centralized electronic or other record-keeping database.
This text is taken from the official record. PoliticalRepo does not editorialize.
Timeline
26 September 1997
Introduced
Introduced in the Senate, read twice, considered, read the third time, and passed without amendment by Unanimous Consent. (consideration: CR S10026)
Source: Floor
26 September 1997
Introduced
Passed/agreed to in Senate: Introduced in the Senate, read twice, considered, read the third time, and passed without amendment by Unanimous Consent.(consideration: CR S10026)
Source: Floor
26 September 1997
Introduced
Introduced in Senate
Source: IntroReferral
29 September 1997
Floor
Message on Senate action sent to the House.
Source: Floor
29 September 1997
Floor
Received in the House.
Source: Floor
29 September 1997
Floor
Held at the desk.
Source: Floor
28 October 1997
Passed
Motion to reconsider laid on the table Agreed to without objection.
Source: Floor
28 October 1997
Passed
On motion to suspend the rules and pass the bill Agreed to by voice vote.
Source: Floor
28 October 1997
Passed
Passed/agreed to in House: On motion to suspend the rules and pass the bill Agreed to by voice vote.
Source: Floor
28 October 1997
Floor
DEBATE - The House proceeded with forty minutes of debate.
Source: Floor
28 October 1997
Floor
Considered under suspension of the rules. (consideration: CR H9575-9576)
Source: Floor
28 October 1997
Floor
Mr. Fawell moved to suspend the rules and pass the bill.
Source: Floor
31 October 1997
Floor
Presented to President.
Source: Floor
31 October 1997
President
Presented to President.
Source: President
10 November 1997
Became law
Became Public Law No: 105-72.
Source: President
10 November 1997
Became law
Signed by President.
Source: BecameLaw
10 November 1997
President
Signed by President.
Source: President
Votes
No vote records are attached yet.
Versions
- Public Law · 10 November 1997 · Download file
- Enrolled Bill · 28 October 1997 · Download file
- Engrossed in Senate · 26 September 1997 · Download file
- Considered and Passed Senate · 26 September 1997 · Download file
Documents
9 official files
Public Law (text)
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Leesvertaling
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Public Law (text)
Public Law · EN · 10 November 1997
Public Law (PDF)
Public Law · EN · 10 November 1997
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Enrolled Bill (text)
Enrolled Bill · EN · 28 October 1997
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Enrolled Bill (PDF)
Enrolled Bill · EN · 28 October 1997
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Considered and Passed Senate (text)
Considered and Passed Senate · EN · 26 September 1997
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Considered and Passed Senate (PDF)
Considered and Passed Senate · EN · 26 September 1997
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Engrossed in Senate (text)
Engrossed in Senate · EN · 26 September 1997
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Engrossed in Senate (PDF)
Engrossed in Senate · EN · 26 September 1997
ViewDownloadOpen at official source
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Introduced in Senate
summary · EN · 26 September 1997
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Documentvertaling op verzoek met downloadbare PDF (logo + link naar de officiële bron). Het bronbestand blijft leidend.
Sponsors
- Sen. Jeffords, James M. [I-VT] · R · Sponsor
- Sen. D'Amato, Alfonse [R-NY] · R · Sponsor
- Sen. Sarbanes, Paul S. [D-MD] · D · Sponsor
- Sen. Gramm, Phil [R-TX] · R · Sponsor
- Sen. Dodd, Christopher J. [D-CT] · D · Sponsor
- Sen. Bond, Christopher S. [R-MO] · R · Sponsor
- Sen. Kennedy, Edward M. [D-MA] · D · Sponsor
- Sen. Bingaman, Jeff [D-NM] · D · Sponsor
Related records
Related across the Repo ecosystem
Direct relationships are identifier-backed. Topic context means shared TopicMembership — not a citation and not causation.
Direct relationships
- Legal framework · A bill to amend title I of the Employee Retirement Income Security Act of 1974 to clarify treatment of investment managers under such title. · S. 1227 (105th) · US
- Identifier matchPROJECTS_FROM
Same us record 105-s-1227 projected from PoliticalRepo US row.
Sources
PoliticalRepo is an index and interpretation layer, not the authoritative legal source.
- Official source: https://www.congress.gov/bill/105th-congress/senate-bill/1227
- Open data entity: https://api.congress.gov/v3/bill/105/s/1227
- us · 105-s-1227 · source updated 7 April 2025